Representative Assignments
Broad Based Experience
Advised domestic and foreign concerns on the Inflation Reduction Act of 2022 regarding solar and wind energy tax credits.
Advised businesses under the CARES Act for financial relief during the COVID-19 pandemic.
Advised a UK shipping company on its application before the CFTC to acquire a US based ship
broker.
Advised a US financial institution on federal and state lending laws and authorities for its nationwide consumer finance platform.
Advised an insurance conduit on possible federal legalization of marijuana and the ability to offer insurance products to companies engaged in marijuana related businesses.
Advised a global insurance marketplace based in the UK on legislative matters pertaining the re-authorization of the US Terrorism Risk Insurance Act.
Advised a US investment firm of the acquisition of distressed commercial real estate portfolios in Eastern Europe.
Advised a fintech information aggregator that planned to create a circuit of financial institutions to share client information in order facilitate AML compliant account and payment transactions.
Represent family offices and private equity firms in Western Europe on organization, operations and regulations in the US in the financial, public transportation and renewable energy sectors.
Represented a financial institution under investigation by DOJ and banking authorities for non-compliance with AML and (FinCEN) Bank Secrecy Act regulations.
Represented public company financial institutions and investment banking firms on numerous capital raising transactions and public company mergers and acquisitions.
Represented public companies on board of director fiduciary duties, corporate governance and audit committee responsibilities.
Represented financial institutions and their holding companies on federal banking laws, permissible activities, powers and affiliate transactions.
